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Fees and Expenses

We believe in being transparent about our cost, so each person knows what to expect when they come in for their first appointment

At Westwind Financial, we understand every client is different and that clients have distinctly unique needs. Therefore, we have built a flexible fee schedule for clients ranging in needs, from the most basic financial planning to sophisticated wealth management.

For new client engagements not existing clientele

  • We provide a 30 minute complimentary initial consultation to all prospective clientele.

  • We complete a financial overview and analysis for all prospective clients at no cost.

  • We charge engagement fees based on the amount of work in a personal financial planning project.

  • We charge investment advisory fees based on the amount of personal involvement needed and total investable assets.2

We also offer other products and services not mentioned. Please consult with your representative for further details. separate from any commission.

Generally Investment Management fees are discounted by account size and family house holding.  The maximum annual management fee is 1.45% up to $250,000; 1.35% up to $500,000; 1.25% up to $1,000,000; 1.00% over $1,000,000.

Financial Planning Consulting Fees

Estates from $100,000 to $500,000

  • $1,000 Year 1
  • $275 annual renewal

Estates from $500,000 - $1,000,000 

  • $1,250 Year 1
  • $375 annual renewal

Estates from $1,000,000 - $3,000,000

  •  $1,750 Year 1
  •  $475 annual renewal

Estates from $3,000,000 - $5,000,000

  • $2,500 Year 1
  • $575 annual renewal

*See Agreement